OMB control number
Rule 6h-1 Under the Securities Exchange Act of 1934
OMB 3235-0555 · SEC.
Rule 6h-1 (17 CFR 240.6h-1) requires respondents, who are national securities exchanges and national securities associations that trade security futures products, to: (1) require cash-settled security futures products to settle based on an opening price rather than a closing price and (2) require the exchange or association to halt trading in a security futures product for as long as trading in the underlying security, or trading in 50% of the underlying securities, is halted on the listing market. The information collection requires respondents to incur a one-time reporting burden to file its listing standards for security futures products with the Commission. The Commission uses the information to request public comment on the listing standards.
The latest form for Rule 6h-1 Under the Securities Exchange Act of 1934 expires 2029-01-31 and can be found here.
Document Name |
|---|
Supplementary Document |
Supporting Statement A |
Supplementary Document |
| Extension without change of a currently approved collection | 2025-05-21 | ||
|
Approved without change |
Extension without change of a currently approved collection | 2022-07-16 | |
|
Approved without change |
Extension without change of a currently approved collection | 2019-08-06 | |
|
Approved without change |
Extension without change of a currently approved collection | 2016-07-13 | |
|
Approved without change |
Extension without change of a currently approved collection | 2013-07-15 | |
|
Approved without change |
Extension without change of a currently approved collection | 2010-09-10 | |
|
Approved without change |
Revision of a currently approved collection | 2007-09-13 | |
|
Approved without change |
Extension without change of a currently approved collection | 2004-09-23 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2001-08-30 |