Rule 6h-1 Under the Securities Exchange Act of 1934

Forms and Documents

Document Name	Status
2025 05 21_90 FR 21805_3235-0555_30-Day Submission Notice.pdf.pdf Supplementary Document	2025-05-21
Supporting Statement_Rule 19h-1 (2025 Extension).pdf Supporting Statement A	2025-05-16
2025 03 13_90 FR 12015_3235-0555_60-Day Collection Notice.pdf Supplementary Document	2025-03-13

IC Document Collections

IC ID	Document Title	Status
35384	Rule 6h-1 Under the Securities Exchange Act of 1934	Unchanged

ICR Details

OMB Control No: 3235-0555	ICR Reference No: 202503-3235-001
Status: Received in OIRA	Previous ICR Reference No: 202205-3235-001
Agency/Subagency: SEC	Agency Tracking No: TM
Title: Rule 6h-1 Under the Securities Exchange Act of 1934
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 05/21/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	09/30/2025
Responses	1	1
Time Burden (Hours)	10	10
Cost Burden (Dollars)	0	0

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Abstract: Rule 6h-1 (17 CFR 240.6h-1) requires respondents, who are national securities exchanges and national securities associations that trade security futures products, to: (1) require cash-settled security futures products to settle based on an opening price rather than a closing price and (2) require the exchange or association to halt trading in a security futures product for as long as trading in the underlying security, or trading in 50% of the underlying securities, is halted on the listing market. The information collection requires respondents to incur a one-time reporting burden to file its listing standards for security futures products with the Commission. The Commission uses the information to request public comment on the listing standards.

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Authorizing Statute(s): US Code: 15 USC 78(h) Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 12015	03/13/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 21805	05/21/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Rule 6h-1 Under the Securities Exchange Act of 1934

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1	1	0	0	0	0
Annual Time Burden (Hours)	10	10	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/21/2025

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