OMB control number
Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
OMB 3235-0336 · SEC.
Form N-14 is used by management investment companies and business development companies (collectively, "funds") to register under the Securities Act of 1933 securities to be issued in certain types of transactions, including certain fund mergers. Form N-14 provides investors with material information regarding such securities. The information filed also permits the SEC to verify compliance with securities laws.
The latest form for Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies. expires 2026-07-31 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0336: Form N-14 filings
.