Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
ICR 202601-3235-004 · OMB 3235-0336 · Received in OIRA
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Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
Extension without change of a currently approved collection
No
Regular
03/24/2026
Requested
Previously Approved
36 Months From Approved
07/31/2026
233
253
103,685
123,063
3,401,800
3,206,050
Form N-14 (17 CFR 239.23) is used by management investment companies and business development companies (collectively, "funds") to register under the Securities Act of 1933 securities to be issued in certain types of transactions, including certain fund mergers. Form N-14 provides investors with material information regarding such securities. This collection is a reporting requirement to file information with the SEC, which allows it to verify compliance with securities laws.
US Code:
15 USC 77e
Name of Law: Securities Act of 1933
The estimated total annual hour burden for entities affected by Form N-14 has decreased from 123,063 hours to 103,685 hours (a decrease of 19,378 hours). The estimated annual external costs have increased from $3,206,050 to $3,401,800 (an increase of $195,750). These estimated increases in burden hours and external costs reflect changes in the number of affected entities and in the external cost associated with the information collection requirements. These changes reflect revised estimates and burdens attributable to requirements under the Form.
No
Yes
No
No
No
No
No
Y. Rachel Kuo 202 551-3589
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/24/2026
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Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.