OMB control number

Rule 17g-1 (17 CFR 270.17g-1) under the Investment Company Act of 1940: Bonding of Officers and Employees of Registered Management Investment Companies

OMB 3235-0213 · SEC.

OMB 3235-0213

Rule 17g-1 (17 CFR 270.17g-1) under the Investment Company Act of 1940 provides the fidelity bonding requirements for registered management investment companies.

The latest form for Rule 17g-1 (17 CFR 270.17g-1) under the Investment Company Act of 1940: Bonding of Officers and Employees of Registered Management Investment Companies expires 2027-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0213.pdf Supplementary Document
3235-0213.pdf Supplementary Document
Rule 17g-1 Supporting Statement 2023.pdf Supporting Statement A
Investment Company Act Rule 17g-1

All Historical Document Collections

202310-3235-006 Approved without change	Extension without change of a currently approved collection	2023-12-21
202101-3235-027 Approved without change	Extension without change of a currently approved collection	2021-04-21
201802-3235-018 Approved without change	Extension without change of a currently approved collection	2018-06-05
201503-3235-013 Approved without change	Extension without change of a currently approved collection	2015-07-21
201204-3235-020 Approved without change	Extension without change of a currently approved collection	2012-04-23
200902-3235-002 Approved without change	Extension without change of a currently approved collection	2009-06-08
200608-3235-001 Approved without change	Extension without change of a currently approved collection	2006-09-06
200307-3235-014 Approved without change	Extension without change of a currently approved collection	2003-07-23
200007-3235-003 Approved without change	Extension without change of a currently approved collection	2000-07-11
199707-3235-010 Approved without change	Extension without change of a currently approved collection	1997-07-30
199408-3235-007 Approved without change	Revision of a currently approved collection	1994-08-08
199110-3235-018 Approved without change	Revision of a currently approved collection	1991-10-17
198811-3235-003 Approved without change	Revision of a currently approved collection	1988-11-23
198512-3235-002 Approved without change	Extension without change of a currently approved collection	1985-12-10
198412-3235-005 Approved without change	Extension without change of a currently approved collection	1984-12-07
198111-3235-010 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-03