OMB control number

Family of Registration Filings-Rules 1(a) and (b); Form U5A SEC 1843 and U5B SEC 1844.

OMB 3235-0170 · SEC.

OMB 3235-0170

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0170: Form U5B filings .

Latest Forms, Documents, and Supporting Material

Document Name
Family of Registration Filings-Rules 1(a) and (b); Form U5A SEC 1843 and U5B SEC 1844. Form

All Historical Document Collections

200402-3235-010 Approved without change	Extension without change of a currently approved collection	2004-02-12
200109-3235-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-09-28
200009-3235-001 Approved without change	Extension without change of a currently approved collection	2000-09-06
199708-3235-013 Approved without change	Extension without change of a currently approved collection	1997-08-27
199407-3235-009 Approved without change	Revision of a currently approved collection	1994-07-13
199302-3235-018 Approved without change	Revision of a currently approved collection	1993-02-02
199108-3235-009 Approved without change	Extension without change of a currently approved collection	1991-08-06
198808-3235-018 Approved without change	Extension without change of a currently approved collection	1988-08-09
198508-3235-018 Approved without change	Extension without change of a currently approved collection	1985-08-12
198411-3235-012 Approved without change	Revision of a currently approved collection	1984-11-20
198110-3235-029 Approved without change	New collection (Request for a new OMB Control Number)	1981-10-23