OMB control number
Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations
OMB 3235-0158 · SEC.
OMB 3235-0158
Rule 20a-1 requires that the solicitation of a proxy, consent, or authorization with respect to a security issued by a fund be impliance with Regulation 14A (17 CFR 240.14a-1 et seq.), Schedule 14A (17 CFR 240.14a-101), and all other rules and regulations adopted pursuant to section 14(a) of the Securities Exchange Act of 1934 (“1934 Act”) (15 U.S.C. 78n(a)).
The latest form for Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations expires 2028-01-31 and can be found here.
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