OMB control number

Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

OMB 3235-0158 · SEC.

OMB 3235-0158

Rule 20a-1 requires that the solicitation of a proxy, consent, or authorization with respect to a security issued by a fund be impliance with Regulation 14A (17 CFR 240.14a-1 et seq.), Schedule 14A (17 CFR 240.14a-101), and all other rules and regulations adopted pursuant to section 14(a) of the Securities Exchange Act of 1934 (“1934 Act”) (15 U.S.C. 78n(a)).

The latest form for Rule 20a-1 under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations expires 2028-01-31 and can be found here.

All Historical Document Collections
Extension without change of a currently approved collection 2024-12-13
Approved without change
Revision of a currently approved collection 2022-02-09
Comment filed on proposed rule and continue
Revision of a currently approved collection 2019-11-12
Approved with change
Extension without change of a currently approved collection 2019-08-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2018-10-19
Approved without change
Extension without change of a currently approved collection 2016-09-13
Approved without change
Extension without change of a currently approved collection 2013-07-25
Approved without change
Revision of a currently approved collection 2010-09-28
Approved without change
Revision of a currently approved collection 2010-08-03
Comment filed on proposed rule and continue
Revision of a currently approved collection 2010-04-14
Approved without change
Revision of a currently approved collection 2010-02-04
Preapproved
Revision of a currently approved collection 2009-12-10
Preapproved
Revision of a currently approved collection 2009-09-03
Approved without change
Extension without change of a currently approved collection 2009-06-08
Approved without change
Extension without change of a currently approved collection 2006-09-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-01-22
Approved without change
Revision of a currently approved collection 2003-09-10
Approved without change
Extension without change of a currently approved collection 2002-11-13
Approved without change
Revision of a currently approved collection 1999-11-02
Approved without change
Extension without change of a currently approved collection 1997-06-17
Approved without change
Extension without change of a currently approved collection 1994-08-12
Approved without change
Revision of a currently approved collection 1994-02-03
Approved without change
Revision of a currently approved collection 1993-01-26
Approved without change
Revision of a currently approved collection 1992-05-01
Approved without change
Extension without change of a currently approved collection 1991-08-05
Approved without change
Extension without change of a currently approved collection 1988-08-09
Approved without change
Extension without change of a currently approved collection 1985-08-27
Approved with change
No material or nonsubstantive change to a currently approved collection 1983-08-16
Approved without change
Revision of a currently approved collection 1982-07-27
Approved with change
No material or nonsubstantive change to a currently approved collection 1982-01-19
Approved without change
New collection (Request for a new OMB Control Number) 1981-10-19