OMB control number

Form T-4 - Application For Exemption

OMB 3235-0107 · SEC.

OMB 3235-0107

Section 304(c) of the Trust Indenture Act of 1939 (“Act”) permits the Securities and Exchange Commission (“Commission”) to exempt securities from requirements of the Act if such securities are issued under an indenture under which the securities were outstanding when the Act was adopted in 1939 and were still outstanding on January 1, 1959. It must be shown that compliance with a particular provision of the Act would require the consent of holders of securities outstanding under the indenture at the time of the application or would impose an undue burden on the issuer, having due regard to the public interest and the interest of investors. Under Rule 4c-1 (17 CFR 260.4c-1), issuers may file a Form T-4 (17 CFR 269.4) to apply for an exemption pursuant to Section 304(c) of the Act. As noted above, Form T-4 is used by issuers to apply for an exemption pursuant to Section 304(c) of the Act.

The latest form for Form T-4 - Application For Exemption expires 2028-11-30 and can be found here.

All Historical Document Collections
Extension without change of a currently approved collection 2025-08-08
Approved without change
Extension without change of a currently approved collection 2022-07-26
Approved without change
Extension without change of a currently approved collection 2019-05-23
Approved without change
Extension without change of a currently approved collection 2015-12-18
Approved without change
Extension without change of a currently approved collection 2012-11-21
Approved without change
Extension without change of a currently approved collection 2009-10-16
Approved without change
Extension without change of a currently approved collection 2006-10-30
Approved without change
Extension without change of a currently approved collection 2003-09-15
Approved without change
Extension without change of a currently approved collection 2000-04-20
Approved without change
Extension without change of a currently approved collection 1997-01-31
Approved without change
Extension without change of a currently approved collection 1993-09-17
Approved without change
Extension without change of a currently approved collection 1990-11-05
Approved without change
Revision of a currently approved collection 1987-10-21
Approved with change
No material or nonsubstantive change to a currently approved collection 1986-09-26
Approved without change
Extension without change of a currently approved collection 1984-10-19
Approved without change
New collection (Request for a new OMB Control Number) 1981-09-17