OMB control number

Form 13F, Report of Institutional Investment Managers

OMB 3235-0006 · SEC.

OMB 3235-0006

Form 13F (17 CFR 249.325) is a quarterly report filed publicly by institutional investment managers that exercise investment discretion over $100 million or more in certain U.S. exchange-traded equities. Section 13(f) of the Exchange Act of 1934 empowers the Commission to, among other things, adopt rules that create a reporting and disclosure system to collect specific information. The Commission then adopted rule 13f-1 under the 1934 Act (17 CFR 240.13f-1), which requires certain reporting by institutional investment managers on Form 13F.

The latest form for Form 13F, Report of Institutional Investment Managers expires 2029-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 1685 Form 13F, Report of Institutional Investment Managers Form
20250919_3235-0006_2025-18118_90 FR 45296_30-Day Submission Notice.pdf.pdf Supplementary Document
Supporting Statement_Form 13F (2025).pdf Supporting Statement A
20250715_3235-0006_2025-13243_90 FR 31738_60-Day Collection Notice.pdf.pdf Supplementary Document
Form 13F, Report of Institutional Investment Managers Form

All Historical Document Collections

202507-3235-005	Extension without change of a currently approved collection	2025-09-19
202210-3235-027 Approved without change	Revision of a currently approved collection	2022-11-08
202209-3235-012 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-09-15
202203-3235-014 Approved without change	Revision of a currently approved collection	2022-05-17
202111-3235-011 Approved without change	Reinstatement with change of a previously approved collection	2022-03-05
202008-3235-015	Revision of a currently approved collection	2020-10-23
201804-3235-001 Approved without change	Extension without change of a currently approved collection	2018-10-05
201412-3235-004 Approved without change	Extension without change of a currently approved collection	2015-06-09
201203-3235-007 Approved without change	Extension without change of a currently approved collection	2012-04-23
200904-3235-003 Approved without change	Extension without change of a currently approved collection	2009-06-15
200609-3235-002 Approved without change	Extension without change of a currently approved collection	2006-09-18
200309-3235-010 Approved without change	Extension without change of a currently approved collection	2003-09-23
200008-3235-011 Approved without change	Extension without change of a currently approved collection	2000-08-24
199709-3235-001 Approved without change	Revision of a currently approved collection	1997-09-08
199701-3235-003 Approved without change	Extension without change of a currently approved collection	1997-01-03
199311-3235-009 Approved without change	Revision of a currently approved collection	1993-11-19
199301-3235-065 Approved without change	Revision of a currently approved collection	1993-01-26
199102-3235-005 Approved without change	Revision of a currently approved collection	1991-02-05
198712-3235-010 Approved without change	Extension without change of a currently approved collection	1987-12-23
198412-3235-011 Approved without change	Revision of a currently approved collection	1984-12-11
198312-3235-002 Approved without change	Revision of a currently approved collection	1983-12-29
198109-3235-027 Approved without change	Extension without change of a currently approved collection	1981-09-28
198107-3235-004 Approved without change	Revision of a currently approved collection	1981-07-13
198106-3235-016 Approved with change	No material or nonsubstantive change to a currently approved collection	1981-06-26
198104-3235-006 Approved without change	Revision of a currently approved collection	1981-04-01