Information Collection

Form 13F, Report of Institutional Investment Managers

IC 34026 under ICR 202507-3235-005 · OMB 3235-0006.

Documents and Forms

Document Name Document Type
Form SEC 1685 Form 13F, Report of Institutional Investment Managers Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 13F, Report of Institutional Investment Managers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.325

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1685			http://www.sec.gov/about/forms/form13f.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records.	FR Citation: 66 FR 7820

Number of Respondents: 9,328	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	37,310	4,930	32,380
Annual IC Time Burden (Hours)	74,620	-26,719	101,339
Annual IC Cost Burden (Dollars)	7,021,300	2,174,926	4,846,374

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA		09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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