Information Collection

Form 13F, Report of Institutional Investment Managers

IC 34026 under ICR 202210-3235-027 · OMB 3235-0006.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0006 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1685 Form 13F, Report of Institutional Investment Managers Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 13F, Report of Institutional Investment Managers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.325

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1685	Form 13F	form13f.pdf	http://www.sec.gov/about/forms/form13f.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records.	FR Citation: 66 FR 7820

Number of Respondents: 8,095	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	32,380	4,376	28,004
Annual IC Time Burden (Hours)	101,339	34,097	67,242
Annual IC Cost Burden (Dollars)	4,846,374	0	4,846,374

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.