Information Collection Request
Rule 15g-4; Disclosure of compensation to brokers or dealers
ICR 202106-3235-011 · OMB 3235-0393 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0393 can be found here:
Forms and Documents
Document Name | Status |
|---|---|
Supplementary Document | 2021-09-16 |
Supplementary Document | 2021-09-16 |
Supporting Statement A | 2021-06-15 |
3235-0393 30 Day Notice.pdfIC Document Collections
| IC ID | Document Title | Status | |
|---|---|---|---|
| 34987 | Modified |
Rule 15g-4; Disclosure of compensation to brokers or dealersICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0393 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201803-3235-013 |
| Agency Tracking No | TM-270-347 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |