Information Collection Request

Rule 15g-4; Disclosure of compensation to brokers or dealers

ICR 202405-3235-010 · OMB 3235-0393 · Received in OIRA

Forms and Documents

Document Name	Status
89 FR 47661 (OMB 3235-0393).pdf Supplementary Document	2024-08-09
89 FR 65468 (OMB 3235-0393).pdf Supplementary Document	2024-08-09
Supporting Statement_Rule 15g-4 2024 DGL REVISED.pdf Supporting Statement A	2024-05-29
3235-0393 30 Day Notice.pdf Supplementary Document	2021-09-16
3235-0393 60 Day Notice.pdf Supplementary Document	2021-09-16

IC Document Collections

IC ID	Document Title	Status
34987	Rule 15g-4; Disclosure of compensation to brokers or dealers	Modified

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0393
Type of Information Collection	Extension without change of a currently approved collection
Previous ICR Reference No	202106-3235-011
Agency Tracking No	TM-270-347
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31