Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule)

The market risk rule, which requires banking organizations to hold capital to cover their exposure to market risk, is a component of the Board’s regulatory capital framework, Regulation Q - Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks (12 CFR Part 217). The respondents for this information collection are bank holding companies (BHCs), covered savings and loan holding companies (SLHCs), U.S. intermediate holding companies of foreign banking organizations (IHCs), and state member banks (SMBs) (collectively, “banking organizations”) that meet certain risk thresholds described below.

The latest form for Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule) expires 2027-04-30 and can be found here.

Reporting Sections 217.203(c)(1)and (2), 217.204(a)(2)(vi)(B), 217.206(b)(3), 217.208(a), and 217.209(a) Prior approvals

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight