Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report

Each of these forms is used by the Board to collect information in connection with certain filings by bank holding companies (BHCs), savings and loan holding companies (SLHCs), state member banks (SMBs), and associated individuals prior to proposed changes in the ownership or management of BHCs, SLHCs, and SMBs. The information collected by these forms assists the Board in fulfilling its statutory responsibilities as a supervisor. The information collected in the Interagency Notice of Change in Control (FR 2081a) is provided by persons seeking to acquire or retain control of a BHC, SLHC, or SMB pursuant to the Change in Bank Control Act (CBC Act) (12 U.S.C. § 1817(j)). The Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b) is submitted by a BHC, SLHC, or SMB making changes to its board of directors or senior executive officers, or by the individual involved, under certain circumstances, pursuant to section 914 of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA) (12 U.S.C. § 1831i). The Interagency Biographical and Financial Report (FR 2081c) is a companion reporting form to the FR 2081a, FR 2081b, as well as an array of other reporting forms, and is used to gather required information about the individuals involved in various applications and notices.

The latest form for Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report expires 2027-06-30 and can be found here.

Reporting FR 2081a

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

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