Financial Statements for Holding Companies

This information collection comprises the following five reports: • Consolidated Financial Statements for Holding Companies (FR Y-9C), • Parent Company Only Financial Statements for Large Holding Companies (FR Y-9LP), • Parent Company Only Financial Statements for Small Holding Companies (FR Y-9SP), • Financial Statements for Employee Stock Ownership Plan Holding Companies (FR Y-9ES), and • Supplement to the Consolidated Financial Statements for Holding Companies (FR Y-9CS). The Board requires bank holding companies (BHCs), most savings and loan holding companies (SLHCs), securities holding companies, and U.S. intermediate holding companies (IHCs) (collectively, HCs) to provide standardized financial statements through one or more of the FR Y-9 reports. The information collected on the FR Y-9 reports is necessary for the Board to identify emerging financial risks and monitor the safety and soundness of HC operations.

The latest form for Financial Statements for Holding Companies expires 2028-12-31 and can be found here.

Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.