OMB control number
Odd-Lot Information Acceleration
OMB 3235-0802 · SEC.
OMB 3235-0802
The Commission adopted amendment to Regulation NMS, 17 CFR 242.600 et. seq., that would require securities information processors to collect, consolidate, and disseminate additional information related to stock trading for use by investors and other market participants. The collection of information is a third-party disclosure requirement. Widespread availability of odd-lot information promotes fair and efficient markets and facilitates the ability of brokers and dealers to trade more effectively and to provide best execution to their customers.
The latest form for Odd-Lot Information Acceleration expires 2028-08-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supporting Statement A |
Supporting Statement (3235-0802 Final Rule).pdf
Odd-Lot Information Acceleration All Historical Document Collections
| New collection (Request for a new OMB Control Number) | 2025-07-07 | ||
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2023-01-20 |