OMB control number
Reporting of Securities Loans
OMB 3235-0788 · SEC.
The Securities and Exchange Commission (“SEC” or “Commission”) is adopting a new rule under the Securities Exchange Act of 1934 (“Exchange Act”) to increase the transparency and efficiency of the securities lending market by requiring certain persons to report information about securities loans to a registered national securities association (“RNSA”). The new rule also requires certain confidential information to be reported to an RNSA to enhance an RNSA’s oversight and enforcement functions. Further, the new rule requires that an RNSA make certain information it receives, along with daily information pertaining to the aggregate transaction activity and distribution of loan rates for each reportable security, available to the public.
The latest form for Reporting of Securities Loans expires 2026-12-31 and can be found here.
Document Name |
|---|
Supporting Statement B |
Supporting Statement A |
88 FR 75644.pdf
RNSA: Implement and maintain infrastructure for information collection and reporting-Ongoing Burden |
Approved without change |
Existing collection in use without an OMB Control Number | 2023-11-06 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2022-03-22 |
Providing Covered Person: Systems Development and Monitoring-Initial Burden
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight