OMB control number
Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations
OMB 3235-0783 · SEC.
OMB 3235-0783
Rule 31a-4 is a rule under the Investment Company Act of 1940 that contains the recordkeeping requirements associated with Investment Company Act rule 2a-5. Rule 2a-5 provides the requirements for determining in good faith the fair value of the investments of a registered investment company or companies that have elected to be treated as business development companies under the Investment Company Act for purposes of section 2(a)(41) of the Investment Company Act and rule 2a-4 thereunder.
The latest form for Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations expires 2026-10-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supporting Statement A |
Supporting Statement (31a-4).pdf
Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations All Historical Document Collections
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Approved without change |
Revision of a currently approved collection | 2023-10-25 | |
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Preapproved |
New collection (Request for a new OMB Control Number) | 2021-01-19 |