OMB control number
Rules 15Fi-3 through 15Fi-5 – Risk Mitigation Techniques for Uncleared Security-Based Swaps
OMB 3235-0777 · SEC.
OMB 3235-0777
The SEC has adopted rules prescribing standards for security-based swap dealers and major security-based swap participants related to the timely and accurate confirmation, processing, netting, documentation, and valuation of all security-based swaps.
The latest form for Rules 15Fi-3 through 15Fi-5 – Risk Mitigation Techniques for Uncleared Security-Based Swaps expires 2027-11-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supplementary Document |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
89 FR 54894 (OMB 3235-0777).pdf
Audit of Documentation All Historical Document Collections
| Extension without change of a currently approved collection | 2024-09-06 | ||
|
Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2023-05-06 | |
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Approved with change |
New collection (Request for a new OMB Control Number) | 2021-08-18 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2020-02-13 |
OMB Details
Reconciliation with other SBS Entities
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight