OMB control number
Rule 18f-4 under the Investment Company Act of 1940, Use of Derivatives by Registered Investment Companies and Business Development Companies
OMB 3235-0776 · SEC.
OMB 3235-0776
Registered investment companies must file copies with the Commission of their periodic or interim reports containing financial statements that are transmitted to any of the registered investment companies' stockholders.
The latest form for Rule 18f-4 under the Investment Company Act of 1940, Use of Derivatives by Registered Investment Companies and Business Development Companies expires 2027-05-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
3235-0776.pdf
Rule 18f-4 under the Investment Company Act of 1940, Use of Derivatives by Registered Investment Companies and Business Development Companies All Historical Document Collections
| Extension without change of a currently approved collection | 2024-03-28 | ||
|
Approved with change |
New collection (Request for a new OMB Control Number) | 2021-01-27 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2020-02-13 |