OMB control number

Amendments to the National Market System Plan Governing the Consolidated Audit Trail

OMB 3235-0774 · SEC.

OMB 3235-0774

The Securities & Exchange Commission is amending the national market system plan governing the consolidated audit trail in order to increase transparency and accountability.

The latest form for Amendments to the National Market System Plan Governing the Consolidated Audit Trail expires 2026-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0774.pdf Supplementary Document
3235-0774.pdf Supplementary Document
DGL FINAL REVISED 2023 Supporting Statement for Amendments to National Market System Plan Governing CAT- 3-29.pdf Supporting Statement A
Quarterly Progress Reports
Implementation Plan

All Historical Document Collections

202303-3235-046 Approved without change	Extension without change of a currently approved collection	2023-07-19
202006-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	2020-06-03
201911-3235-005 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2019-11-21

OMB Details

Implementation Plan

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight