OMB control number

Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency

OMB 3235-0757 · SEC.

OMB 3235-0757

Rule 147A is an exemption from registration under Securities Act Section 28. To qualify for the exemption, Rule 147A(f)(1)(iii) (17 CFR 230.147A) will require the issuer to obtain from the purchaser a written representation as to the purchaser's residency.

The latest form for Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency expires 2026-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Supporting Statement for Rules 147A(f)(1)(iii).Final.2023.pdf Supporting Statement A
Rule147A(f)(1)(iii).30-DayFederalRegisterNotice.88FR37298.pdf Supplementary Document
Rule147A(f)(1)(iii).60-DayFederalRegisterNotice.88FR18362.pdf Supplementary Document
Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency

All Historical Document Collections

202306-3235-013 Approved without change	Extension without change of a currently approved collection	2023-06-13
202003-3235-015 Approved without change	Extension without change of a currently approved collection	2020-03-26
201701-3235-006 Approved without change	New collection (Request for a new OMB Control Number)	2017-02-01