OMB control number
13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement
OMB 3235-0738 ยท SEC.
OMB 3235-0738
The rule amendments implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities, and would set forth a conditional exemption from the statutory indemnification requirement associated with that regulatory access provision.
The latest form for 13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement expires 2026-04-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
20260206_3235-0738_2026-02408_91 FR 5546_30-Day Submission Notice.pdf.pdf
13n-4(d) - Records of Requests All Historical Document Collections
| Extension without change of a currently approved collection | 2026-02-06 | ||
|
Approved without change |
Extension without change of a currently approved collection | 2022-11-19 | |
|
Approved without change |
Extension without change of a currently approved collection | 2019-10-28 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2016-09-06 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2015-12-23 |
OMB Details
13n-4(b)(10) - MOUs
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight