OMB control number
Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act 0f 1940, Investment Company Liquidity Risk Management Programs
OMB 3235-0737 · SEC.
OMB 3235-0737
Rule 22e-4 under the Investment Company Act of 1940 requires an open-end management investment companies (but not money market funds) and an exchange-traded fund that redeems in kind to establish a written liquidity risk management program that is designed to assess and manage the fund's liquidity risk.
The latest form for Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act 0f 1940, Investment Company Liquidity Risk Management Programs expires 2026-07-31 and can be found here.
All Historical Document Collections
| Extension without change of a currently approved collection | 2026-04-10 | ||
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Approved without change |
Extension without change of a currently approved collection | 2023-05-12 | |
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Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2022-12-18 | |
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Approved without change |
Extension without change of a currently approved collection | 2020-02-24 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 2017-01-03 | |
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Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2016-01-05 |