OMB control number

Rule 15Fi-1 Trade Acknowledgment and Verification of Security-Based Swap Transactions

OMB 3235-0676 · SEC.

OMB 3235-0676

Latest Forms, Documents, and Supporting Material

Document Name
Rule 15F(i)(1) Supporting Statement final.docx Supporting Statement A
Exchange Act Sec. 15F.pdf Supplementary Document
Policies and Procedures
Trade Acknowledgment Requirement

All Historical Document Collections

201101-3235-009

2011-01-28

Rule 15Fi-1  Trade Acknowledgment and Verification of Security-Based Swap Transactions