OMB control number
Electronic Data Collection System-Tips, Complaints, Referrals (TCR) and Form TCR
OMB 3235-0672 · SEC.
The Securities and Exchange Commission utilizes an Electronic Data Collection System, a Tips and Complaints Referral database. The database supports information provided by the general public that would like to file a tip or fraud complaint with the SEC. The database is a web based e-filed dynamic report based on current technology that pre-populates and establishes a series of questions based on the data that the individual enters. The individual will then complete specific information on the subject(s) and nature of the suspicious activity, using the data elements appropriate to the type of tip or complaint. The information collection is voluntary. The Commission also utilizes a paper form for submitting tips, complaints, and referrals. It is called Form TCR.
The latest form for Electronic Data Collection System-Tips, Complaints, Referrals (TCR) and Form TCR expires 2028-05-31 and can be found here.
Document Name |
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Form and Instruction |
Form |
Supplementary Document |
Supporting Statement A |
Supplementary Document |
Supplementary Document |
Form Form TCR TCR Form
2025 03 10_90 FR 11636_3235-0672_30-Day Submission Notice.pdf.pdf
TCR Form | Extension without change of a currently approved collection | 2025-03-10 | ||
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Approved without change |
No material or nonsubstantive change to a currently approved collection | 2024-10-28 | |
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Approved with change |
Reinstatement with change of a previously approved collection | 2022-03-03 | |
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Approved without change |
No material or nonsubstantive change to a currently approved collection | 2019-08-16 | |
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Approved without change |
Extension without change of a currently approved collection | 2018-10-25 | |
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Approved without change |
Extension without change of a currently approved collection | 2017-08-24 | |
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Approved without change |
Extension without change of a currently approved collection | 2014-06-23 | |
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Approved without change |
Extension without change of a currently approved collection | 2011-05-09 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 2010-11-09 |
Tips, Complaints and Referral Database-TCR
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form TCR Complaint Form | TCR Complaint Form | www.sec.gov/welcome-tips-complaints-and-referrals | Form |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.