OMB control number
Rule 12d1-4 Under the Investment Company Act of 1940, Fund of Funds Arrangements.
OMB 3235-0639 · SEC.
OMB 3235-0639
Rule 12d1-4 will permit certain registered funds and BDCs that satisfy certain conditions to acquire shares of another fund in excess of the limits of section 12(d)(1) of the Act without obtaining an exemptive order from the Commission.
The latest form for Rule 12d1-4 Under the Investment Company Act of 1940, Fund of Funds Arrangements. expires 2027-03-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
3235-0639.pdf
Investment Company Act Proposed Rule 12d1-4 All Historical Document Collections
| Extension without change of a currently approved collection | 2024-01-22 | ||
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2021-01-21 | |
| New collection (Request for a new OMB Control Number) | 2020-10-29 | ||
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2008-03-18 |