OMB control number

Rule 12h-1(f)

OMB 3235-0632 · SEC.

OMB 3235-0632

Rule 12h-1(f) provides an exemption from the registration requirements of the Securities Exchange Act of 1934 for compensatory employee stock options of issuers that are not required to file periodic reports under the Exchange Act and that have 500 or more option holders and more than $10 million in assets at its most recently ended fiscal year.

The latest form for Rule 12h-1(f) expires 2026-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Support Statement- 12h-1(f).2023.pdf Supporting Statement A
Rule 12h-1(f).30 Day FR.03-17-2023.pdf Supplementary Document
Rule 12h-1(f).60 Day FR.03-17-2023.pdf Supplementary Document
Rule 12h-1(f)

All Historical Document Collections

202303-3235-035 Approved with change	Extension without change of a currently approved collection	2023-03-22
202002-3235-015 Approved without change	Extension without change of a currently approved collection	2020-02-24
201611-3235-056 Approved without change	Extension without change of a currently approved collection	2016-12-06
201310-3235-014 Approved without change	Extension without change of a currently approved collection	2013-10-29
201008-3235-020 Approved without change	Extension without change of a currently approved collection	2010-08-27
201004-3235-005 Approved without change	Revision of a currently approved collection	2010-04-22
200707-3235-008 Preapproved	New collection (Request for a new OMB Control Number)	2007-07-30