OMB control number
Rule 12d1-1 Exemptions for Investments in Money Market Funds
OMB 3235-0584 · SEC.
OMB 3235-0584
Rule 12d1-1 exempts registered investment companies from the limitations in sections 12(d)(1)(A) and (B) of the Investment Company Act for investments in registered money market funds and unregistered funds operated as registered money market funds.
The latest form for Rule 12d1-1 Exemptions for Investments in Money Market Funds expires 2027-11-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
89 FR 72445 (OMB No. 3235-0584).pdf
Rule 12d1-1 Exemptions for Investments in Money Market Funds All Historical Document Collections
| Extension without change of a currently approved collection | 2024-09-05 | ||
|
Approved without change |
Extension without change of a currently approved collection | 2021-06-09 | |
|
Approved without change |
Extension without change of a currently approved collection | 2018-04-24 | |
|
Approved without change |
Extension without change of a currently approved collection | 2015-07-14 | |
|
Approved without change |
Extension without change of a currently approved collection | 2012-04-23 | |
|
Approved without change |
Extension without change of a currently approved collection | 2009-06-08 | |
|
Approved without change |
No material or nonsubstantive change to a currently approved collection | 2006-11-09 | |
|
Approved without change |
Extension without change of a currently approved collection | 2006-09-11 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2003-10-07 |