OMB control number

Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

OMB 3235-0562 · SEC.

OMB 3235-0562

Rule 17d-1 prohibits certain joint transactions unless an application regarding the transaction has been filed with the Commission and has been granted by order.

The latest form for Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans expires 2026-05-31 and can be found here.