OMB control number
Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e))
OMB 3235-0559 · SEC.
OMB 3235-0559
Rule 203A-2(e) of the Investment Advisers Act of 1940 sets forth an exemption from the prohibition on Commission registration for certain advisers operating through the internet.
The latest form for Exemption for Certain Investment Advisers Operating Through the Internet (Rule 203A-2(e)) expires 2027-07-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supporting Statement A |
Supporting Statement_Rule 203A-2(e).pdf
Exemption for Certain Investment Advisers Operating through the Internet (Rule 203A-2(e)) All Historical Document Collections
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Approved without change |
Revision of a currently approved collection | 2024-05-22 | |
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Comment filed on proposed rule and continue |
Revision of a currently approved collection | 2023-11-19 | |
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Approved without change |
Extension without change of a currently approved collection | 2023-03-25 | |
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Approved without change |
Extension without change of a currently approved collection | 2020-05-20 | |
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Approved without change |
Extension without change of a currently approved collection | 2017-06-13 | |
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Approved without change |
Extension without change of a currently approved collection | 2014-04-22 | |
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Approved without change |
Extension without change of a currently approved collection | 2011-06-16 | |
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Approved without change |
Extension without change of a currently approved collection | 2008-09-06 | |
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Approved without change |
Extension without change of a currently approved collection | 2005-09-07 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 2002-09-25 |