OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 202(a)(11)-1 under the Investment Advisers Act of 1940- Certain Broker-Dealers Deemed Not To Be Investment Advisers

OMB 3235-0532 · SEC.

OMB 3235-0532
Latest Forms, Documents, and Supporting Material
Document
Name
Justification for No Material/Nonsubstantive Change
Supporting Statement A
Supporting Statement B
All Historical Document Collections
Approved without change
 No material or nonsubstantive change to a currently approved collection 2006-11-09
Approved without change
 Extension without change of a currently approved collection 2006-08-08
Approved without change
 Extension without change of a currently approved collection 2003-01-08
Approved without change
 New collection (Request for a new OMB Control Number) 1999-11-08