OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alternative Trading Systems

OMB 3235-0510 · SEC.

OMB 3235-0510

Rule 302 provides that, as a condition of operating as a broker- dealer, alternative trading systems must keep certain records regarding subscribers to their system, daily trading summaries and time-sequenced records of order information in the alternative trading systems.

The latest form for Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alternative Trading Systems expires 2026-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
All Historical Document Collections
 Extension without change of a currently approved collection 2026-03-04
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2023-07-07
Approved without change
 Extension without change of a currently approved collection 2022-12-05
Approved without change
 Extension without change of a currently approved collection 2019-10-24
Withdrawn and continue
 Revision of a currently approved collection 2019-09-11
Approved without change
 Extension without change of a currently approved collection 2016-08-18
Approved without change
 Extension without change of a currently approved collection 2013-08-05
Approved without change
 Extension without change of a currently approved collection 2010-09-08
Approved with change
 Revision of a currently approved collection 2007-08-01
Approved without change
 Extension without change of a currently approved collection 2004-08-12
Approved without change
 Extension without change of a currently approved collection 2001-06-27
Approved without change
 No material or nonsubstantive change to a currently approved collection 1998-12-14
Approved without change
 New collection (Request for a new OMB Control Number) 1998-04-29