OMB control number
Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13))
OMB 3235-0499 · SEC.
OMB 3235-0499
Latest Forms, Documents, and Supporting Material
Net Capital Requirements for Brokers or Dealers; Definitions; NRSRO Rule 15c3-1(c)(13)(17 CFR 240.15c3-1(c)(13)) All Historical Document Collections
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Approved without change |
Extension without change of a currently approved collection | 2001-01-30 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 1997-12-31 |