OMB control number
Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making)
OMB 3235-0466 · SEC.
OMB 3235-0466
Rule 103 permits Nasdaq passive market making by a distribution participant during a distribution of such securities, an activity otherwise prohibited pursuant to Rule 101, 17 CFR 242.101. The Commission does not use the information required under this rule. Investors, and the market in general, use the disclosure of passive market making by a distribution participant in evaluating the price of the security in distribution.
The latest form for Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making) expires 2026-06-30 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supplementary Document |
Supplementary Document |
Supporting Statement A |
Supplementary Document |
Supplementary Document |
3235-0466.pdf
Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making) All Historical Document Collections
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Approved without change |
Extension without change of a currently approved collection | 2023-04-22 | |
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Approved without change |
Extension without change of a currently approved collection | 2020-06-09 | |
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Approved without change |
Extension without change of a currently approved collection | 2017-04-18 | |
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Approved without change |
Extension without change of a currently approved collection | 2014-01-30 | |
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Approved without change |
Extension without change of a currently approved collection | 2011-04-15 | |
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Approved without change |
Extension without change of a currently approved collection | 2008-05-07 | |
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Approved without change |
Extension without change of a currently approved collection | 2005-06-09 | |
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Approved without change |
Extension without change of a currently approved collection | 2002-04-17 | |
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Approved without change |
Extension without change of a currently approved collection | 1999-04-12 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 1996-05-15 |