OMB control number
Customer Account Statements (17 CFR 242.607)
OMB 3235-0435 · SEC.
OMB 3235-0435
Rule 607 requires disclosure on each new account and on a yearly basis thereafter, on the annual statement, the firm's policies regarding receipt of payment for order flow from any market makers, exchanges or exchange members to which it routes customers' orders in national market system securities for executions; and information regarding the aggregate amount of monetary payments, discounts, rebated or reduction in fees received by the firm over the past year.
The latest form for Customer Account Statements (17 CFR 242.607) expires 2026-05-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supplementary Document |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
3235-0435.pdf
Customer Account Statements (17 CFR 242.607) All Historical Document Collections
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Approved without change |
Extension without change of a currently approved collection | 2023-03-09 | |
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Approved without change |
Reinstatement without change of a previously approved collection | 2022-11-15 | |
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Approved without change |
Reinstatement without change of a previously approved collection | 2022-04-21 | |
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Approved with change |
Reinstatement with change of a previously approved collection | 2021-04-14 | |
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Approved without change |
Reinstatement with change of a previously approved collection | 2004-02-09 | |
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Approved without change |
Extension without change of a currently approved collection | 2000-10-26 | |
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Approved without change |
Extension without change of a currently approved collection | 1997-11-12 | |
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Approved without change |
Revision of a currently approved collection | 1994-11-30 | |
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Approved with change |
No material or nonsubstantive change to a currently approved collection | 1994-01-06 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 1993-10-19 |