OMB control number
Rule 7d-1, Specification of conditions and arrangements for Canadian management investment companies requesting order permitting registration
OMB 3235-0311 · SEC.
Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940 allows a Canadian management investment company to request an order from the Commission permitting it to register under certain conditions. The Canadian management investment company has certain reporting requirements, including filing an application and certain other documents with the Commission, to ensure that the substantive provisions of the Act may be enforced as a matter of contract right in the United States or Canada by the fund's shareholders or by the Commission.
The latest form for Rule 7d-1, Specification of conditions and arrangements for Canadian management investment companies requesting order permitting registration expires 2028-11-30 and can be found here.
Document Name |
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Supplementary Document |
Supporting Statement A |
Supplementary Document |
20250813_3235-0311_2025-15313_90 FR 39007_30-Day Submission Notice.pdf.pdf
Rule 7d-1, Specification of conditions and arrangements for Canadian management investment companies requesting order permitting registration