OMB control number

Rule 13e-1

OMB 3235-0305 · SEC.

OMB 3235-0305

Rule 13e-1 was added to the Exchange Act to make it unlawful for an issuer who has received notice that it is the subject of a tender offer made under Section 14(d)(1) of the Act which has commenced under Rule 14d-2 to purchase any equity securities during the tender offer unless it first files a statement with the Commission containing the required information.

The latest form for Rule 13e-1 expires 2026-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 13e-1 Other-240.13e-1 Purchase of securities by the issuer during a th

All Historical Document Collections

202512-3235-031	Revision of a currently approved collection	2026-03-06
202303-3235-024 Approved without change	Revision of a currently approved collection	2023-03-13
202208-3235-021 Approved without change	Extension without change of a currently approved collection	2022-08-29
202201-3235-031 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-01-31
201907-3235-014 Approved without change	Extension without change of a currently approved collection	2019-07-24
201605-3235-002 Approved without change	Extension without change of a currently approved collection	2016-05-18
201303-3235-003 Approved without change	Extension without change of a currently approved collection	2013-03-19
201002-3235-033 Approved without change	Extension without change of a currently approved collection	2010-03-01
200701-3235-030 Approved without change	Extension without change of a currently approved collection	2007-01-18
200401-3235-003 Approved without change	Extension without change of a currently approved collection	2004-01-06
200012-3235-007 Approved without change	Extension without change of a currently approved collection	2000-12-29
199711-3235-009 Approved without change	Extension without change of a currently approved collection	1997-11-28
199408-3235-011 Approved without change	Extension without change of a currently approved collection	1994-08-24
199301-3235-022 Approved without change	Revision of a currently approved collection	1993-01-15
199111-3235-002 Approved without change	Extension without change of a currently approved collection	1991-11-15
198812-3235-008 Approved without change	Extension without change of a currently approved collection	1988-12-14
198601-3235-001 Approved without change	Extension without change of a currently approved collection	1986-01-09
198212-3235-011 Approved without change	New collection (Request for a new OMB Control Number)	1982-12-03