OMB control number

Rule 23c-2, Call and Redemption of Securities Issued by Registered Closed-End Companies

OMB 3235-0282 · SEC.

OMB 3235-0282

Rule 23c-2 under the Investment Company Act allows a closed-end fund to call or redeem securities it has issued but requires notice to be provided to the Commission prior to engaging in such call or redemption. The rule ensures that the call and redemption of securities issued by closed-end funds is conducted in a fair manner and that certain material information regarding such activity is made available to shareholders and other interested parties. The information required to be filed with the Commission assures the public availability of the information and is designed to enable the Commission to monitor funds’ compliance with the notification requirement.

The latest form for Rule 23c-2, Call and Redemption of Securities Issued by Registered Closed-End Companies expires 2029-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
20251128_3235-0282_2025-21390_90 FR 54815_30-Day Submission Notice.pdf.pdf Supplementary Document
20250922_3235-0282_2025-18241_90 FR 45446_60-Day Collection Notice.pdf Supplementary Document
Supporting Statement_Rule 23c-2.pdf Supporting Statement A
RULE 23C-2, CALL AND REDEMPTION OF SECURITIES ISSUED BY REGISTERED CLOSED-END COMPANIES

All Historical Document Collections

202507-3235-015	Reinstatement without change of a previously approved collection	2025-11-28
198211-3235-015 Approved without change	New collection (Request for a new OMB Control Number)	1982-11-19