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Federal forms, ICRs, and supporting documents

OMB control number

Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies

OMB 3235-0235 · SEC.

OMB 3235-0235

Rule 17a-8 exempts certain fund mergers or consolidations from the restrictions on transactions between affiliates set forth in section 17(a) of the Investment Company Act of 1940. The Rule requires merging funds to meet certain conditions to protect the interests of each fund and its shareholders.

The latest form for Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies expires 2028-04-30 and can be found here.

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Name
Supplementary Document
Supplementary Document
Supporting Statement A
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 Extension without change of a currently approved collection 2025-02-28
Approved without change
 Extension without change of a currently approved collection 2022-04-04
Approved without change
 Extension without change of a currently approved collection 2019-07-23
Approved without change
 Extension without change of a currently approved collection 2016-04-12
Approved without change
 Extension without change of a currently approved collection 2013-07-12
Approved without change
 Extension without change of a currently approved collection 2010-07-20
Approved without change
 Extension without change of a currently approved collection 2007-09-06
Approved without change
 Extension without change of a currently approved collection 2004-10-06
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 No material or nonsubstantive change to a currently approved collection 2002-09-27
Approved without change
 Revision of a currently approved collection 2001-11-28
Approved without change
 Extension without change of a currently approved collection 2000-02-18
Approved without change
 Extension without change of a currently approved collection 1997-03-28
Approved without change
 Extension without change of a currently approved collection 1994-02-24
Approved without change
 Extension without change of a currently approved collection 1991-02-01
Approved without change
 Extension without change of a currently approved collection 1987-12-23
Approved without change
 Extension without change of a currently approved collection 1984-12-07
Approved without change
 New collection (Request for a new OMB Control Number) 1981-11-03