OMB control number

Form N-17D-1 Report Filed by Small Business Investment Company (SBIC) Registered Under the Investment Company Act of 1940 and an Affiliated Bank, with Respect to Investments by the SBIC and the Bank

OMB 3235-0229 · SEC.

OMB 3235-0229

Form N-17D-1 is used by the small business investment companies ("SBICs") and banks affiliated with SBICs to report any contemporaneous loan or advance of credit to, or acquisition of securities or other property of, a small business concern, or any agreement to do any of the foregoing.

The latest form for Form N-17D-1 Report Filed by Small Business Investment Company (SBIC) Registered Under the Investment Company Act of 1940 and an Affiliated Bank, with Respect to Investments by the SBIC and the Bank expires 2029-03-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 1839 Form N-17D-1 Form and Instruction
Form SEC 1839 Form N-17D-1 Report Filed by Small Business Investment Company (SBIC) Registered Under the Investment Company Act of 1940 and an Affiliated Bank, with Respect to Investments by the SBIC and the Bank Form and Instruction
20260128_3235-0229_2026-01660_91 FR 3765_30-Day Submission Notice.pdf.pdf Supplementary Document
20260128_3235-0229_2026-01660_91 FR 3765_30-Day Submission Notice.pdf.pdf Supplementary Document
20251120_3235-0229_2025-20359_90 FR 52462_60-Day Collection Notice.pdf Supplementary Document
20251120_3235-0229_2025-20359_90 FR 52462_60-Day Collection Notice.pdf Supplementary Document
Supporting Statement_Form N-17D-1 (2025).pdf Supporting Statement A
Supporting Statement_Form N-17D-1 (2025).pdf Supporting Statement A
Form N-17D-1 Report Filed by Small Business Investment Company (SBIC) Registered Under the Investment Company Act of 1940 and an Affiliated Bank, with Respect to Investments by the SBIC and the Bank Form and Instruction
Form N-17D-1 Report Filed by Small Business Investment Company (SBIC) Registered Under the Investment Company Act of 1940 and an Affiliated Bank, with Respect to Investments by the SBIC and the Bank Form and Instruction

All Historical Document Collections

202509-3235-008	Extension without change of a currently approved collection	2026-01-28
202209-3235-018 Approved without change	Extension without change of a currently approved collection	2022-12-10
201911-3235-008 Approved without change	Extension without change of a currently approved collection	2020-03-09
201701-3235-001 Approved without change	Extension without change of a currently approved collection	2017-05-10
201401-3235-012 Approved without change	Extension without change of a currently approved collection	2014-06-10
201105-3235-002 Approved without change	Extension without change of a currently approved collection	2011-05-18
200806-3235-012 Approved without change	Extension without change of a currently approved collection	2008-09-06
200508-3235-007 Approved without change	Extension without change of a currently approved collection	2005-08-25
200207-3235-004 Approved without change	Extension without change of a currently approved collection	2002-07-10
199909-3235-002 Approved without change	Extension without change of a currently approved collection	1999-09-10
199610-3235-003 Approved without change	Extension without change of a currently approved collection	1996-10-18
199309-3235-008 Approved without change	Extension without change of a currently approved collection	1993-09-23
199102-3235-010 Approved without change	Extension without change of a currently approved collection	1991-02-04
198712-3235-024 Approved without change	Extension without change of a currently approved collection	1987-12-23
198411-3235-003 Approved without change	Revision of a currently approved collection	1984-11-27
198111-3235-025 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-06