OMB control number
Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940
OMB 3235-0169 · SEC.
OMB 3235-0169
Form N-5 is the registration statement used by small business investment companies to register under the Investment Company Act and to register their securities for sale to the public under the Securities Act of 1933.
The latest form for Form N-5, registration statement of small business investment companies under the Securities Act of 1933 and the Investment Company Act of 1940 expires 2027-11-30 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0169: Form N-5 filings 
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Latest Forms, Documents, and Supporting Material
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Form and Instruction |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Form SEC-993 Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company
89 FR 58456 (OMB 3235–0169).pdf
Form N-5 (17 CFR 239.24) under the Securities Act of 1933 (17 CFR 239.24) and the Investment Company Act of 1940 (17 CFR 274.5). Registration Statement of Small Business Investment Company All Historical Document Collections