OMB control number

Form 3 - Initial Statement of Beneficial Ownership of Securities

OMB 3235-0104 · SEC.

OMB 3235-0104

Form 3 is an initial statement of beneficial ownership of equity securities required to be filed by officers, directors and ten percent holders of companies with securities registered under Section 12 of the Securities Exchange Act of 1934.

The latest form for Form 3 - Initial Statement of Beneficial Ownership of Securities expires 2026-08-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0104: Form 3 filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form 3 - Initial Statement of Beneficial Ownership of Securities Instruction

All Historical Document Collections

202602-3235-002	Revision of a currently approved collection	2026-03-04
202406-3235-019	Extension without change of a currently approved collection	2024-06-28
202308-3235-020 Comment filed on proposed rule and continue	Revision of a currently approved collection	2023-08-24
202105-3235-013 Approved without change	Extension without change of a currently approved collection	2021-05-21
201803-3235-010 Approved without change	Extension without change of a currently approved collection	2018-03-23
201409-3235-023 Approved without change	Extension without change of a currently approved collection	2014-12-17
201112-3235-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2011-12-15
201110-3235-008 Approved without change	Extension without change of a currently approved collection	2011-10-20
200812-3235-005 Approved without change	Revision of a currently approved collection	2008-12-08
200809-3235-024 Preapproved	Revision of a currently approved collection	2008-10-01
200711-3235-002 Approved without change	Extension without change of a currently approved collection	2007-11-20
200411-3235-002 Approved without change	Extension without change of a currently approved collection	2004-11-04
200111-3235-006 Approved without change	Extension without change of a currently approved collection	2001-11-28
199810-3235-003 Approved without change	Extension without change of a currently approved collection	1998-10-05
199509-3235-006 Approved without change	Revision of a currently approved collection	1995-09-05
199408-3235-003 Approved without change	Revision of a currently approved collection	1994-08-24
199403-3235-004 Approved without change	Revision of a currently approved collection	1994-03-04
199102-3235-014 Approved without change	Revision of a currently approved collection	1991-02-11
198908-3235-010 Approved without change	Revision of a currently approved collection	1989-08-28
198812-3235-006 Approved without change	Revision of a currently approved collection	1988-12-06
198710-3235-006 Approved without change	Revision of a currently approved collection	1987-10-07
198609-3235-034 Approved with change	No material or nonsubstantive change to a currently approved collection	1986-09-26
198511-3235-015 Approved with change	No material or nonsubstantive change to a currently approved collection	1985-11-26
198508-3235-040 Approved with change	No material or nonsubstantive change to a currently approved collection	1985-08-08
198409-3235-015 Approved without change	Extension without change of a currently approved collection	1984-09-26
198308-3235-024 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-16
198109-3235-011 Approved without change	New collection (Request for a new OMB Control Number)	1981-09-14