OMB control number
Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
OMB 3235-0037 · SEC.
Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.
The latest form for Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100) expires 2028-01-31 and can be found here.
Document Name |
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Form and Instruction |
Supplementary Document |
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Form SEC 1666 Form X-17F-1A
89 FR 95255 (OMB 3235–0037).pdf
Form X-17F-1A Form X-17F-1A
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form SEC 1666 | Form X-17F-1A | www.sec.gov/about/forms/formx-17f-1a.pdf | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.