OMB control number

Administrative Simplification HIPAA Compliance Review (CMS-10662)

OMB 0938-1390 · HHS/CMS.

OMB 0938-1390

The purpose of this collection is to retrieve information necessary to conduct a compliance review as described in CMS-0014-N (68 FR 60694). These forms will be submitted to the Centers for Medicare & Medicaid Services (CMS), Program Management National Standards Group, from entities covered by HIPAA Administrative Simplification regulations. It is expected that covered entities under HIPAA (health plans, health care clearinghouses, and health care providers who electronically transmit any health information in connection with transaction for which HHS has adopted standards) will complete these forms during a CMS scheduled compliance review. CMS enforcement staff would use the information provided by covered entities to review HIPAA Administrative Simplification compliance in regards to adopted transaction standards, code sets, unique identifiers and operating rules.

The latest form for Administrative Simplification HIPAA Compliance Review (CMS-10662) expires 2029-03-31 and can be found here.

OMB Details

Compliance Review

Federal Enterprise Architecture: Health - Health Care Services

Form CMS-10662Compliance_Review_PackageFillable PrintableForm and instruction
Form CMS-10662Compliance Review Program Triage Questionnaire ProvidersFillable PrintableForm and instruction
Form CMS-10662Compliance Review Program Triage Questionnaire Health PlansFillable PrintableForm and instruction
Form CMS-10662Compliance Review Program Triage Questionnaire ClearinghousesFillable PrintableForm and instruction
Form CMS-10662Operating_Rule_Response_AttestationFillable PrintableForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.