Information Collection

Generation of Securities Transaction Confirmation Notices (17 C.F.R. 240.10b-10)

IC 35121 under ICR 202511-3235-005 · OMB 3235-0444.

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Information Collection (IC) Details

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IC Title:	Generation of Securities Transaction Confirmation Notices (17 C.F.R. 240.10b-10)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.10b-10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,292	Number of Respondents for Small Entity: 1,275

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	36,202,574,610	9,051,186,100	27,151,388,510
Annual IC Time Burden (Hours)	301,688,122	75,426,551	226,261,571
Annual IC Cost Burden (Dollars)	0	0	0

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