Electronic Diversity Visa Entry Form

Forms and Documents

Document Name	Status
Form DS-5501 Electronic Diversity Visa Entry Form Form and Instruction	Modified
(004) Tab 3 -- Legal Authorities 30 Day -- 30 Day DS-5501.docx Supplementary Document	2022-05-23
Justification for non-substantive change.docx Justification for No Material/Nonsubstantive Change	2017-07-25
DS-5501 Legal Authorities.doc Supplementary Document	2016-08-03
Supporting Statement, DV NPRM RIN 1400-AF76, Cont No. 1405-0153.docx Supporting Statement A	2025-08-05

IC Document Collections

IC ID	Document Title	Status
15041	Electronic Diversity Visa Entry Form Form and Instruction	Modified

ICR Details

OMB Control No: 1405-0153	ICR Reference No: 202508-1405-004
Status: Received in OIRA	Previous ICR Reference No: 202205-1405-001
Agency/Subagency: STATE/AFA	Agency Tracking No:
Title: Electronic Diversity Visa Entry Form
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 08/05/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	08/31/2025
Responses	25,000,000	11,072,400
Time Burden (Hours)	22,833,333	5,536,200
Cost Burden (Dollars)	125,000,000	55,362,000

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Abstract: The DS-5501 collection is necessary because the Department requires certain information to verify eligibility of aliens who enter the Diversity Visa program. Immigration and Nationality Act (“INA”) Section 203(c) [8 U.S.C. § 1153(c)], provides for a class of immigrants known as “diversity immigrants” from countries with historically low rates of immigration to the United States. Pursuant to INA section 204(a)(1)(I) [8 U.S.C. § 1154(a)(1)(I)], all aliens seeking diversity immigrant status must submit a petition (the DS-5501) but may apply for a diversity visa only if randomly selected in the diversity visa lottery and only during the specific fiscal year for which they were selected. The Secretary of State is authorized to establish, through regulations, the information that must be included in the petition and any documentary evidence required to support the petition. Accordingly, 22 CFR § 42.33(b) outlines the specific information that must be included in the petition as well as documentation required to support the petition.

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Authorizing Statute(s): US Code: 8 USC 1201 Name of Law: Immigration and Nationality Act
   US Code: 8 USC 1153 Name of Law: Immigration and Nationality Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1400-AF76	Proposed rulemaking	90 FR 37437	08/05/2025

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 12281	04/16/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 12281	08/05/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Electronic Diversity Visa Entry Form	DS-5501	Electronic Diversity Visa Entry Lottery Form

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	25,000,000	11,072,400	0	13,927,600	0	0
Annual Time Burden (Hours)	22,833,333	5,536,200	0	17,297,133	0	0
Annual Cost Burden (Dollars)	125,000,000	55,362,000	0	69,638,000	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The expected amount of time respondents will take to complete the DS-5501 is an estimated 50 minutes per response. If we multiply this by 25 million (the annual estimate for submissions), we calculate a total hour time burden of 22,833,333 hours and 20 minutes.

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Annual Cost to Federal Government: $95,000,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/05/2025

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