Exchange Act Form 10-Q

Forms and Documents

Document Name	Status
Form SEC-1296 Form 10-Q Form and Instruction	Modified
20250806_3235-0070_2025-14851_90 FR 37904_30-Day Submission Notice.pdf.pdf Supplementary Document	2025-08-07
Form 10-Q.SupportingStatement.Final.2025.pdf Supporting Statement A	2025-06-12
2025 05 14_90 FR 20543_3235-0070_60-Day Collection Notice.pdf Supplementary Document	2025-05-14
February 18, 2025.EDGAR PIA.pdf Supplementary Document	2025-03-14

IC Document Collections

IC ID	Document Title	Status
34260	Form 10-Q Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0070	ICR Reference No: 202503-3235-005
Status: Received in OIRA	Previous ICR Reference No: 202211-3235-016
Agency/Subagency: SEC	Agency Tracking No: CF
Title: Exchange Act Form 10-Q
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 08/07/2025

	Requested	Previously Approved
Expiration Date	36 Months From Approved	09/30/2025
Responses	19,419	22,925
Time Burden (Hours)	2,624,187	3,098,084
Cost Burden (Dollars)	524,837,313	410,257,154

---

Abstract: Section 13(a) of the Securities Exchange Act of 1934 (“Exchange Act”) requires every issuer of a security registered pursuant to Section 12 to file periodic and current reports with the Commission. Section 15(d) of the Exchange Act requires each issuer that has filed a registration statement that has become effective under the Securities Act of 1933 to file periodic reports and documents pursuant to Section 13 of the Exchange Act. Form 10-Q (17 CFR 249.308a) is the form used by issuers to satisfy their quarterly reporting obligations pursuant to Section 13 or 15(d) of the Exchange Act. Form 10-Q requires financial and certain other information concerning the issuer. Form 10-Q filings include financial and other information that is intended to provide investors with information needed to make informed investment decisions and to promote confidence in the trading markets.

---

Authorizing Statute(s): US Code: 15 USC 78o Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78l Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78m Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78n Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 20543	05/14/2025
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 37904	08/06/2025
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form 10-Q	SEC-1296	Form 10-Q

---

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	19,419	22,925	0	0	-3,506	0
Annual Time Burden (Hours)	2,624,187	3,098,084	0	0	-473,897	0
Annual Cost Burden (Dollars)	524,837,313	410,257,154	0	0	114,580,159	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in burden of 473,897 hours and the increase of $114,580,159 in cost burden are due to adjustments. The decrease in the burden hours reflects a decrease in the estimated number of annual Forms 10-Q responses (from 22,925 responses to 19,419 responses). The increase in cost burden reflects the Commission’s increase in the cost burden per hour estimate from $400 per hour to $600 per hour for outside professionals. That increase is offset, in part, by the decrease in the estimated number of annual Form 10-Q responses.

---

Annual Cost to Federal Government: $131,724,880

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/07/2025

---