Information Collection Request

Rule 17g-5 Conflicts of Interest

ICR 202406-3235-016 · OMB 3235-0649 · Received in OIRA

Forms and Documents

Document Name	Status
89 FR 38202 (OMB 3235-0649).pdf Supplementary Document	2024-08-14
89 FR 66153 (OMB 3235-0649).pdf Supplementary Document	2024-08-14
Rule 17g-5 Supporting Statement.docx Supporting Statement A	2024-08-05

IC Document Collections

IC ID	Document Title	Status
237181	Annual Certification	Modified
213116	Arranger form upload	Modified
213114	Arranger ongoing disclosure	Modified
202290	Exemption to the rule with respect to ratings of certain structured finance products	Modified
202289	Arranger transaction disclosures	Modified
188139	NRSRO structured finance ratings disclosure	Modified

ICR Details

Status	Received in OIRA
Agency/Subagency	SEC
OMB Control No	3235-0649
Type of Information Collection	Revision of a currently approved collection
Previous ICR Reference No	202102-3235-004
Agency Tracking No	OCR-270-581
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31